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Trade Surveillance Expert (Market Abuse & Conduct Monitoring)

3 weeks, 3 days ago
United States
Contract
Senior
AI (Artificial Intelligence)
Artificial Intelligence and Machine Learning
Machine Learning
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Weekday helps companies hire engineers who are vouched by other software engineers, enabling passive income for engineers. They offer services like drafting outreach messages, shortlisting candidates, and conducting reference checks. Backed by Y Combin...

Construction & Engineering
11-50
Founded 2020
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Description

  • Review and analyze simulated and real-world trading activity to identify indicators of potential market abuse.
  • Evaluate AI-generated surveillance alerts and determine whether to escalate, close, or investigate them further.
  • Assess trading patterns across multiple asset classes and flag suspicious behavior for regulatory review.
  • Develop and refine surveillance evaluation methodologies across a range of market abuse scenarios, including insider trading, spoofing, layering, wash trading, and front running.
  • Review surveillance workflows, alert investigation processes, case narratives, and investigative findings.
  • Validate whether surveillance conclusions align with regulatory expectations and industry best practices.
  • Provide expert feedback on surveillance methodologies, escalation frameworks, and case management approaches.
  • Contribute subject matter expertise to improve AI models used for surveillance, compliance monitoring, and financial crime detection.
  • Support the development of regulatory reasoning frameworks and surveillance training datasets.
  • Help improve the accuracy and effectiveness of AI-driven monitoring systems.

Requirements

  • 5+ years of experience in Trade Surveillance, Market Surveillance, Compliance Surveillance, Market Abuse Monitoring, Regulatory Oversight, or a related function.
  • Hands-on experience using surveillance platforms such as Nasdaq SMARTS, NICE Actimize, Eventus Validus, ACA Sigma, SteelEye, eFlow, OneMarket Surveillance, TradingHub, or similar technologies.
  • Strong understanding of market abuse regulations and surveillance frameworks, including SEC and FINRA regulations, MAR, MiFID II, FCA Market Conduct Requirements, and exchange surveillance standards.
  • Experience investigating surveillance alerts and documenting findings and case outcomes.
  • Familiarity with one or more asset classes, including equities, options, futures, fixed income, FX, commodities, or digital assets/cryptocurrencies.
  • Strong analytical and written communication skills with the ability to clearly articulate investigative reasoning and regulatory conclusions.
  • Professional fluency in English.
  • Experience working within an investment bank, broker-dealer, exchange, regulatory agency, hedge fund, proprietary trading firm, or surveillance technology provider, preferred.
  • Exposure to surveillance model calibration, threshold tuning, alert optimization, or surveillance program design, preferred.
  • Experience responding to regulatory examinations, inquiries, or enforcement reviews, preferred.
  • Understanding of algorithmic trading, electronic market structure, and high-frequency trading environments, preferred.
  • Professional certifications such as CAMS, CFA, FRM, CISI, or other compliance or financial risk certifications, preferred.

Benefits

  • Compensation of $100 per hour.
  • Fully remote and flexible work arrangement.
  • Project-based assignments with potential for future opportunities based on expertise and performance.
  • Weekly payments through approved payment platforms based on completed work.
  • Independent contractor engagement.

Interested in this position?

Apply directly on the company website

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