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Fractional Chief Compliance Officer (Advisor Network) Opportunity Overview

2 months ago
Anywhere
Contract
Lead
Compliance Manager
Operations
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Arootah

Arootah

Arootah is a premier advisory and coaching firm empowering finance executives to unlock peak performance and offering elite services for alternative investment funds, business development, and wellness modalities in NYC.

Professional Services
11-50
View All Jobs 27

Description

  • Design, implement, and enhance compliance programs for alternative investment firms.
  • Advise clients on SEC regulations, regulatory reporting, marketing rules, and governance best practices.
  • Conduct compliance reviews, risk assessments, and internal policy evaluations.
  • Support regulatory examinations, audits, and institutional due diligence processes.
  • Partner with leadership teams to strengthen governance and operational controls.
  • Manage compliance infrastructure, service providers, and ongoing monitoring frameworks.
  • Provide strategic, project-based leadership across compliance and regulatory initiatives.
  • Deliver hands-on support tailored to client needs on an as-needed basis.

Requirements

  • Prior experience as a Chief Compliance Officer or equivalent senior compliance leadership role.
  • Experience within a hedge fund, private equity firm, or family office.
  • Deep understanding of regulatory requirements and compliance frameworks within alternative investments.
  • Proven track record of building and managing effective compliance programs.
  • Strong leadership, communication, and stakeholder management skills.
  • Ability to operate both strategically and hands-on in dynamic environments.
  • Experience working with SEC regulations, regulatory reporting, and marketing rules is preferred.
  • Experience supporting audits, regulatory examinations, and due diligence processes is preferred.

Benefits

  • Remote, contract-based work.
  • Project-based engagements that fit around existing commitments.
  • Access to alternative investment clients across hedge funds, private equity firms, and family offices.
  • Client origination and engagement management handled by Arootah.
  • Hourly compensation of $200 - $325.

Interested in this position?

Apply directly on the company website

Apply Now

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