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Fractional Chief Compliance Officer (Advisor Network) Opportunity Overview

4 months, 3 weeks ago
Anywhere
Contract
Executive
Compliance Manager
Operations
Apply Now
Arootah

Arootah

Arootah is a premier advisory and coaching firm empowering finance executives to unlock peak performance and offering elite services for alternative investment funds, business development, and wellness modalities in NYC.

Professional Services
11-50
View All Jobs 24

Description

  • Design, implement, and enhance compliance programs for hedge funds, private equity firms, and family offices.
  • Advise clients on SEC regulations, regulatory reporting, marketing rules, and governance best practices.
  • Conduct compliance reviews, risk assessments, and internal policy evaluations.
  • Support regulatory examinations, audits, and institutional due diligence processes.
  • Partner with client leadership teams to strengthen governance and operational controls.
  • Manage compliance infrastructure, service providers, and ongoing monitoring frameworks.
  • Provide strategic and hands-on leadership for project-based compliance and regulatory initiatives.

Requirements

  • Prior experience as a Chief Compliance Officer or in an equivalent senior compliance leadership role at a hedge fund, private equity firm, or family office.
  • Deep understanding of regulatory requirements and compliance frameworks in alternative investments.
  • Proven track record of building and managing effective compliance programs.
  • Strong leadership, communication, and stakeholder management abilities.
  • Ability to operate strategically while remaining hands-on in dynamic environments.
  • Availability to support clients on an as-needed, project-based basis.

Benefits

  • Access to project-based advisory engagements with hedge funds, private equity firms, and family offices.
  • Flexible work that can fit around existing commitments.
  • Arootah manages client origination and engagement administration, allowing advisors to focus on delivery.
  • Opportunities are matched to an advisor’s expertise and client demand.

Interested in this position?

Apply directly on the company website

Apply Now

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