Arootah

Arootah is a premier advisory and coaching firm empowering finance executives to unlock peak performance and offering elite services for alternative investment funds, business development, and wellness modalities in NYC.

Professional Services

Industrials

11-50 (20)

27 open positions

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Fractional Chief Compliance Officer (Advisor Network) Opportunity Overview

3 months, 2 weeks ago

Anywhere

Contract

Lead

Compliance Manager

Operations

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Arootah

Professional Services

11-50

View All Jobs 27

Description

Design, implement, and enhance compliance programs for alternative investment firms.
Advise clients on SEC regulations, regulatory reporting, marketing rules, and governance best practices.
Conduct compliance reviews, risk assessments, and internal policy evaluations.
Support regulatory examinations, audits, and institutional due diligence processes.
Partner with leadership teams to strengthen governance and operational controls.
Manage compliance infrastructure, service providers, and ongoing monitoring frameworks.
Provide strategic, project-based leadership across compliance and regulatory initiatives.
Deliver hands-on support tailored to client needs on an as-needed basis.

Requirements

Prior experience as a Chief Compliance Officer or equivalent senior compliance leadership role.
Experience within a hedge fund, private equity firm, or family office.
Deep understanding of regulatory requirements and compliance frameworks within alternative investments.
Proven track record of building and managing effective compliance programs.
Strong leadership, communication, and stakeholder management skills.
Ability to operate both strategically and hands-on in dynamic environments.
Experience working with SEC regulations, regulatory reporting, and marketing rules is preferred.
Experience supporting audits, regulatory examinations, and due diligence processes is preferred.

Benefits

Remote, contract-based work.
Project-based engagements that fit around existing commitments.
Access to alternative investment clients across hedge funds, private equity firms, and family offices.
Client origination and engagement management handled by Arootah.
Hourly compensation of $200 - $325.

Interested in this position?

Apply directly on the company website

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